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FROM DISSERTATION TO PEER-REVIEWED ARTICLE

7/21/2016

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​The act of shaping a journal article from a successful doctoral dissertation will benefit from prior thought at several different levels: (a) selecting a journal, (b) understanding the requisite structure of the article, (c) anticipating the peer-review, and (d) achieving scholarly credibility in all aspects of form. This short paper has something to say on each of these levels.

Almost by definition, unpublished post-doctoral scholars should be familiar with the academic journals through which colleagues in the same discipline present and discuss their ideas and research findings. Such familiarity initiates the process by leading post-docs who wish to publish to a list of journal possibilities. At this point, the best guidance in reducing the possibilities to a “short list” generally comes through discussion with trusted academic superiors, e.g., prior advisors, sponsors, committee members, current colleagues. These are individuals who simultaneously (a) will understand the post-doc’s work, (b) will have intimate knowledge of the research that is trending in the field shared by the post-doc, and (c) will be familiar with the journal(s) associated with these research trends. Acting on such guidance should produce a “short list” of up to three (but many times only one) journal candidate. At this point, if there is any remaining question, the post-doc should write the editor of the journal(s) in question to explore the journal’s interest (but not quite yet—see further) in the post-doc’s work.

Implicit in a journal article is a structural mindset that differs from that required for a dissertation. The focus of a journal article is a single research question (or a tightly-related small group of questions) that ties in very closely with a discipline’s universe of current exploration and that distinctly and non-trivially advances the goals of the discipline. From this focus, certain structural features become a logical consequence. First, the theoretical framework that the research question’s findings are intended to improve must be articulated concisely, with great precision, and critically pruned for direct, immediate relevance. Second, unlike the audience for a dissertation, the journal’s audience does not care about any literature that is not directly and immediately relevant to the research question and its theoretical underpinnings—meaning that the literature review should be succinct. Be guided by the concept of salience. Third, authors of articles (as opposed to dissertations) do not need to defend their methodology (unless the methodology itself is the focus of the research question); they just need to describe it in an orderly and crisp manner. (No one cares which version of NVivo was used.)  

Most academic journals select articles for inclusion based upon a peer-review process, which is essentially a process by which acknowledged scholars in a particular field evaluate journal submissions and, to varying degrees, highlight for submitting scholars the discrepancies between the manuscript as submitted and a revised manuscript that could qualify for publication. In one respect, peer-reviewers are mentors; in another, they are gatekeepers.  (The most common experience with peer reviewers for new post-docs is that of having ice water thrown on their new diplomas.) However, there are ways to prepare for the peer-reviewer. The first is to be absolutely certain (a) that the single research question is squarely dead-on in the mainstream of current research trends in the particular field and (b) that the findings are unique, non-trivial, clearly articulated, and cannot be ignored by the field’s scholarly interests. (This will get the peer-reviewer’s attention.) The second is to make sure that the manuscript is perfect as to form (see previous paragraph on structure). For many journals, the default structure is some form of ILMRaD: Introduction, (L)iterature review, (M)ethods, (R)esearch findings, and (D)iscussion and conclusions. The submitter will find greater precision (a) through study of a “guidelines for authors” that every journal publisher makes available and (b) through careful review of three or four articles from the target journal. To satisfy the peer-review as to form, the post-doc needs to do no better than to replicate the form of a published article. The third element of preparation is to present a manuscript that peer-reviewers will instantly accept as surpassing their minimum threshold standards for scholarly credibility. (In others words, it may quack and walk like a duck, but must also look like a duck.) 

Peer-reviewers and journal editors, rightly in my opinion, view themselves as the guardians of the language. In large measure, this is because scientific inquiry deals in precision to the extent that such precision can be achieved linguistically and mathematically. Many scholars at this level will tend to view departures from linguistic perfection either as a mindless attack on a pillar of scholarly faith, as a personal insult to professional integrity, or worse. First, as to grammar and style, strive for clarity; do not be satisfied with less than the most precise word; remove all superfluous words, phrases, sentences, and paragraphs (avoiding over-reporting thereby); transform the passive voice into the active voice always; delete unnecessary details; try avoiding the use of pronouns and forms of pronouns altogether and making sure those you do use are not ambiguous; use compound structures sparingly and be sure that syntactic elements that you do compound are parallel; in terms of sentence length, “less is more” (as the saying goes); and, of course, make sure that your manuscript cannot be faulted for errors of grammar, spelling, punctuation, orthographic convention, or some other visual defect. Second, building a journal article by cutting and pasting from a dissertation is like reducing the size of a van Gogh by cutting out strips and sewing together those that remain. The painting will be smaller, and it will have van Gogh-like elements, but it will no longer be a van Gogh; it will be a nothing. In a similar vein, a journal article, thought it may invoke some ideas from a dissertation (or any other reference, for that matter) must be crafted from the beginning around a research question. The eventual reader is looking for that crucial, critical, single idea. Therefore, it should be possible to link every subsequent word, sentence, table, citation, or footnote back to the research question. If the reader cannot do this, that particular item should have been excluded by the author in the first place. Third, as this fourth level of prior consideration deals with achieving scholarly credibility with the peer-reviewer and with the journal editor, the final admonition is to hire an experienced academic editor to assist in this process, one who has experienced the process personally and has successfully guided post-docs through it. Submission of an article to a professional journal is to make the statement, “I am an expert and am submitting my work to a team of experts in my field.” Submitters may be certain that their putative expertise will be tested most profoundly and very quickly. This is surely the time for putting forward as a first step a manuscript that is as good as it can possibly be. This is not a time for “going it alone.” This is a time to be working with the best academic editor that can be found.


*With the author’s appreciation to Dr. Yasmin Morales-Alexander, whose anticipated questions prompted this short article.
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ACCEPT, REJECT, OR DELETE 

3/6/2015

3 Comments

 
PictureHow Microsoft WORD’s “Comment” feature appears in a document
Dismay is not an uncommon response of a student-scholar on first encountering an academic editor’s markups on a thesis or dissertation. Some edited manuscripts have literally hundreds of so-called “redlines” (i.e., deletions and additions), not to mention dozens of Comments ranging from simple reminders to detailed recommendations for major structural change. Some authors are overwhelmed; others are surprised. For all, however, and especially those who are staring at an academic edit for the first time, the question of the moment is whether there is a rational approach to wading through all of this “red ink” in such a way as to produce a superior editorial outcome.

A redline edit is a local event. Such an edit affects a word, phrase, sentence, or occasionally a paragraph. When thinking about redlines, think small. Some authors think they should check each redline edit individually and “Accept” or “Reject” it individually. Other authors, quickly becoming impatient with the tedium of the process, decide, after they spot-check a few pages here and there, that they trust their editor. These authors simply “Accept” all of the redline edits, hoping for the best, but thereby accomplishing in a single keystroke what might otherwise have taken hours.  

Unlike redlines, “Comments” are global. Think big. A Comment may ask the author to reformat an entire manuscript, deleting or reordering whole paragraphs or sections. Or, a Comment may be a mini-lesson on the use of semicolons in lists, or the importance of parallelism across compounds (“and”)—literally anything at all that the editor believes will help the author to improve the manuscript. Regardless of its substance, the author has no choice but to consider each Comment one at a time, decide its validity, make the adjustment in the text, and then delete the Comment. 

Therefore, given the nature of redlines and Comments, there are a few purely logical considerations that offer practical guidance on how to approach them.

First, since Comments can be global and can relate to the entire manuscript, handle these first. Set “All Markup” to “Simple Markup” so that the redlines will not get in the way. Select “Show Comments” so that the full text of the Comments will appear. Get started.

Second, turn off “Show Comments” and turn on “All Markup” so that all of the redlines appear. Run through the manuscript (a) bypassing redlines dealing with grammatical and mechanical errors and (b) fixing and “Accepting” all redlines, such as word choice, for which the final decision is yours to make. This will leave a residual pool that should consist only of redlines that correct grammatical and mechanical errors.
 
Third, click “Accept All Changes and Stop Tracking,” thereby deleting the remaining redlines—the grammatical and mechanical error pool—with a single keystroke.

This is admittedly a fuzzy procedure, one that will never apply exactly as I have described it. However, the underlying principles are sound and will get you started in an orderly way. The successful incorporation of your academic editor’s work holds the key to a polished, high quality manuscript.


3 Comments

Ambiguous Pronouns 

12/21/2014

2 Comments

 
PictureHow Microsoft WORD’s "Comment" feature appears in a document
Judging from the sometimes quite nasty comments from advisors that I have read concerning students' misuse of pronouns, I have concluded that the misuse of even a single pronoun in a scholarly paper can lower a professor's estimation of the writer's intellect or respect for scholarship. There are many ways in which the writer can abuse pronouns. One that many advisors consider to be particularly objectionable, because it slows their reading if nothing else, occurs when the writer uses a pronoun in such a way that its "antecedent reference" is ambiguous or non-existent. 

AMBIGUOUS: Traveling at high speed in the dark, the ferry rammed the anchored yacht. Subsequent inspection showed it was not damaged. [COMMENT: “ferry” or “yacht?”]

NON-EXISTENT:  The research was carried out in the previous semester, but they found nothing of any interest. [COMMENT:  Who is “they?”]

Inexperienced authors make these kinds of errors for two reasons:

First, it is easy for the author to forget that spoken language makes available a much richer, multisensory context than does written language. From this broader context, it is usually possible for the listener to supply the proper antecedent reference to a pronoun by virtue of sharing the same context as the speaker. How many times have you felt it necessary, in spoken language, to ask a speaker for the reference to an uttered pronoun? In other words, while you are writing, you know perfectly well what the antecedents of your pronouns are as they are in your head, but your reader does not--unless you make these antecedents available in a very clear way.

Second, hundreds of students, whenever I have asked, tell me that they simply have not checked their work for this type of problem prior to submission. There is an obvious answer, of course. However, with fair ease, you can also determine whether you are prone in the first place to causing your academic readers such annoyance and frustration. Run a search for "it." You will find many. Pick any ten and examine them for this particular pronoun problem. You should find zero. If you find such errors, repeat the process with other pronouns, such as "their" or "which." In just a few minutes, you will know whether you have the pronoun abuse syndrome.

I know it is time consuming and boring to be mindful of pronoun references when concentrating on the profundities and logic of a thesis or dissertation. Think of it this way, however. When your review committee encounters ambiguous and non-existent pronoun references, some members will interpret these as a lack of respect for the standards of scholarship, and this is not good for you. Also bear in mind that if you make the effort to catch yourself on these types of errors before they happen, you can eliminate them altogether.  

Twenty-five percent of the dissertations that I review do not reveal a single instance of pronoun abuse.


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    The Editor’s Blog 

    Microsoft WORD’s “Comment” feature is the principal medium through which Editors consult with their Authors on how to improve their Authors’ work. Having read and written thousands of such Comments,   compiling a database in the process, I have become knowledgeable in the kinds of errors that scholarly writers make and the frequency with which they make them. I devote this blog to sharing with students and scholars my findings over the years. 

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